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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 5.2

As Published: 2015

SYSC 5.2

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]