Search Result

341 - 360 of 1735 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems