Search Result

141 - 160 of 1594 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 14.1 Application

As Published: 2005

LR 14.1 Application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements