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Central Fund
As Published: 2001
Central Fund
the Central Fund established under Lloyd's Central Fund Byelaw (No 4 of 1986) and the New Central Fund established under Lloyd's New Central Fund Byelaw (No 23 of 1996). 3…
UK SMCR firm
As Published: 2018
UK SMCR firm
78 (a) a UK SMCR banking firm ; or (b) any other SMCR firm that is a UK domestic firm .
eligible capital
As Published: 2013
eligible capital
89 has the meaning in article 4(1)(71) of the EU CRR .
own account transaction
As Published: 2001
own account transaction
a transaction executed by the firm for its own benefit or for the benefit of its associate . 4…
tier one capital resources
As Published: 2004
tier one capital resources
14 the sum calculated at stage F of the calculation in the capital resources table (Total tier one capital after deductions) 26 .
payment institution
As Published: 2009
payment institution
71 230 an authorised payment institution , an EEA authorised payment institution or a small payment institution . [Note: articles 4(4) and 32(3) 159 of the Payment Services Directive ]…
arranging (bringing about) a home reversion plan
As Published: 2006
arranging (bringing about) a home reversion plan
32 the regulated activity , specified in article 25B(1) of the Regulated Activities Order , which is in summary: making arrangements for another person to: (a) enter into a home reversion plan as reve…
lifetime ISA
As Published: 2017
lifetime ISA
72 an individual savings account as prescribed in regulation 4(1ZB) of the ISA Regulations .
plan investor
As Published: 2001
plan investor
5 a person entered in the plan register under COLL 6.4.9 R (Plan registers). 17…
auction regulation
As Published: 2011
auction regulation
85 Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of t…
MiFID RTS 7
As Published: 2017
MiFID RTS 7
118 Commission Delegated Regulation (EU) No 2017/584 of 14 July 2016 supplementing MiFID with regard to regulatory technical standards specifying organisational requirements of regulated markets, mult…
closely related
As Published: 2006
closely related
48 (in GENPRU and BIPRU ) describes a relationship between two or more persons under which one or more of the following applies: (a) the insolvency or default of one of them is likely to be associated…
retirement annuity
As Published: 2001
retirement annuity
an individual pension policy effected before 1 July 1988 53 by a self-employed person or a person in non-pensionable employment which was 53 approved under Chapter III, Part XIV of the Income and Corp…
international organisation
As Published: 2006
international organisation
52 (for the purposes of GENPRU and BIPRU ) an organisation referred to in BIPRU 3.4.30 R (Exposures to international organisations).
Part 30 exemption order
As Published: 2001
Part 30 exemption order
the order under regulation 30.10 of the General Regulations under the US Commodity Exchange Act issued by the Commodity Futures Trading Commission on 10 October 2003 (consolidating and updating relief…
total amount payable
As Published: 2003
total amount payable
58 (1) (except in CONC or MCOB ) the total charge for credit plus the total amount of credit advanced. 58 (2) (in CONC ) the sum of the total charge for credit and the total amount of credit payable u…
Insurance Ombudsman scheme
As Published: 2001
Insurance Ombudsman scheme
the former scheme set up, on a voluntary basis, to handle complaints against those insurance companies which subscribed to it. 1…
management expenses levy
As Published: 2001
management expenses levy
a levy imposed by the FSCS on participant firms to meet the management expenses and which is made up of one or more of a base cost levy and 53 a specific costs levy , each participant firm's share bei…