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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls