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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IFPRU 8.1 Prudential consolidation

PERG 5.11 Other aspects of exclusions

PR 3.1 Approval of prospectus

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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REC 6.3 Recognition requirements

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CASS 7.13 Segregation of client money

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

CASS 12.1 Application

SUP 5.4 Appointment and reporting process

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SUP 1A.3 The FCA's approach to supervision

SUP 16.10 Verification of firm details

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy