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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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