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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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Similar To

PERG 11.1 Background

REC 2A.1 Introduction

FEES 5.2 Introduction

REC 2.7 Access to facilities

REC 2.16 Complaints

PR 1.1 Preliminary

APER 4.7 Statement of Principle 7

PERG 6.3 Background

SYSC 2.2 Recording the apportionment

MAR 7A.3 Requirements for algorithmic trading

GEN 1.2 Referring to approval by the FCA

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

IPRU-INV 2.1 APPLICATION

DISP App 1.1 Introduction

LR 10.7 Transactions by specialist companies

REC 2.9 Transaction recording

FEES 10.2 Pensions guidance levy

FEES 5.8 Joining the Financial Ombudsman Service

CASS 6.4 Use of safe custody assets

EG 7.2 Alternatives to sanctions