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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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PERG 8.5 In the course of business

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

MIPRU 4.2F Exposures and risk weights

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 1A.3 The FCA's approach to supervision

PERG 8.6 Communicate

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 4.7 The section 297 power to revoke recognition

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

PERG 8.10 Types of financial promotion

PERG 4.10B Regulation of buy to let lending

EG 16.2 Disapplication orders

COND 2.4 Appropriate resources

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy