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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information