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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

…

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

…

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

…

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

…

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

…

COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

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