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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

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REC 3.14A Operation of a trading venue

MCOB 10A.1 Calculation of the APRC

SUP 10A.9 Significant management functions

BIPRU 2.1 Solo consolidation

DTR 2.2 Disclosure of inside information

SUP 10A.12 Procedures relating to FCA-approved persons

COBS 6.2A Describing advice services [deleted]

SUP 16.17 Remuneration reporting

SUP 15.14 Notifications under the Payment Services Regulations

DISP 1.5 Complaints resolved by close of the third business day

GENPRU 3.2 Third-country groups

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REC 4.2B Exercise of passport rights by a UK RIE

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy