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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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COND 1.3 General

As Published: 2013

COND 1.3 General

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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