Search Result

41 - 60 of 1304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers