Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

…

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COCON 1.1 Application

PERG 5.2 Introduction

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COLL 4.3 Approvals and notifications

MAR 10.5 Other reporting, notifications and information requirements

SUP 17A.2 Connectivity with FCA systems

FEES 5.5B Case fees

REC 1.2 Purpose, status and quotations, notes or references

IPRU-INV 2.1 APPLICATION

PR 3.1 Approval of prospectus

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 7.1 Application and purpose

BIPRU 7.8 Securities underwriting

SYSC 4.5

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 8.4 Role of a sponsor: transactions

SUP 8.3 Applying for a waiver

MAR 8.2 Requirements for benchmark submitters [deleted]

COCON 3.1 General factors for assessing compliance