Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 4.4A Initial disclosure requirements

REC 2.13 Promotion and maintenance of standards

DISP 3.1 Purpose, interpretation and application

LR 8.6 Criteria for approval as a sponsor

FEES 2.1 Introduction

SUP 6.4 Applications for cancellation of permission

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

FEES 5.2 Introduction

SUP 14.2 Changes to branch details

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 10C.14 Changes to an FCA-approved person’s details

REC 5.2 Application process

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COLL 12.3 EEA UCITS management companies

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 18.3 Insurance business transfers outside the United Kingdom

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FEES 5.1 Application and Purpose

FEES 12.2 FOS ADR levy