Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.7 Notification rules for overseas recognised bodies

SYSC 12.1 Application

SUP 15.6 Inaccurate, false or misleading information

PERG 8.14 Other financial promotions

DEPP 6.5 Determining the appropriate level of financial penalty

SYSC 19A.3 Remuneration principles for IFPRU investment firms

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 1.2 Purpose, status and quotations, notes or references

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

EG 9.1 Introduction

EG 19.1 Introduction

DEPP 6.5D Serious financial hardship

DTR 1C.1 Application and purpose (Primary information providers)

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative