Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

…

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

…

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 9.4 Facilities in the United Kingdom

SUP 8A.2 Introduction and conditions

EG 19.17 Regulated Covered Bonds Regulations 2008

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

CONC 7.15 Statute barred debts

COBS 10.2 Assessing appropriateness: the obligations

MIPRU 4.2 Capital resources requirements

COBS 9.3 Guidance on assessing suitability

MAR 4.3 Support of the Takeover Panel's Functions

COBS 14.2 Providing product information to clients

PERG 8.22 The Internet

COBS 10.4 Assessing appropriateness: when it need not be done

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)