Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

…

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 8.21 Company statements, announcements and briefings

EG 13.12 Insolvency regime and relevant sections of the Act

REC 3.9 Fees and incentive schemes

PRIN 1.1 Application and purpose

SUP App 2.8 Ceasing to effect contracts of insurance

FEES 7.1 Application and Purpose

IFPRU 4.15 Credit risk mitigation

REC 3.19 Investigations

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

REC 3.12 Legal proceedings

IFPRU 11.4 Information for resolution plans

FEES 9.1 Application and purpose

EG 1.1 Overview