Search Result

541 - 560 of 1512 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?