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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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SUP 12.1 Application and purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

SUP 8.9 Decision making

DTR 2.6 Control of inside information

SUP 18.4 Friendly Society transfers and amalgamations

PR 1.2 Requirement for a prospectus and exemptions

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

ICOBS 3.2 E-Commerce

MCOB 11.6 Responsible lending and financing

COBS 20.2 Treating with-profits policyholders fairly

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements