Search Result

61 - 80 of 1507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SYSC 4.6

As Published: 2015

SYSC 4.6

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification