Search Result

161 - 180 of 969 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SYSC 5.2

As Published: 2015

SYSC 5.2

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions