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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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DTR 3.1

As Published: 2005

DTR 3.1

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GENPRU 3.2 Third-country groups

SUP 16.11 Product Sales Data Reporting

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

CONC 14.1 Application

REC 4.3 Risk assessments for UK recognised bodies

CASS 1A.3 Responsibility for CASS operational oversight

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

DISP 1.1 Purpose and application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.5 Ending authorisation

EG App 2.1 Purpose, status and application of the guidelines

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy