Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

…

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

…

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 7.16 The standard methods of internal client money reconciliation

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 6.6 Supervision

SUP 3.4 Auditors' qualifications

COLL 8.2 Constitution

EG 2.1 Case selection and the use of enforcement powers

CASS 5.8 Safe keeping of client's documents and other assets

CREDS App 1.1 Key Definitions

SUP 10C.7 Other overall responsibility function (SMF18)

SUP App 3.6 Freedom to provide services

LR 8.7 Supervision of sponsors