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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach