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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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PERG 8.4 Invitation or inducement

PERG 8.3 Financial promotion

MAR 1.3 Insider dealing

MAR 1.6 Manipulating transactions

IFPRU 4.6 Internal ratings based approach: probability of default

PR 2.2 Format of prospectus

COLL 9.3 Section 272 recognised schemes

RCB 6.2 Policy on decision and warning notices

MAR 5.6A Suspension and removal of financial instruments

PERG 8.8 Having an effect in the United Kingdom

PERG 2.2 Introduction

SUP 13.5 Notices of intention

DTR 8.2 Approval as a primary information provider

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation