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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 1.4 Application of SYSC 11 to SYSC 22 and 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 22 and 28

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms