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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions