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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions