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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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