Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

…

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 5.8 Home purchase plans

CASS 5.8 Safe keeping of client's documents and other assets

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 5.13 Appointed representatives

LR 13.3 Contents of all circulars

BIPRU 9.10 Reduction in risk-weighted exposure amounts

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

DISP App 1.6 Valuing Relevant Benefits

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

PERG 5.14 Exemptions

DTR 7.2 Corporate governance statements