Search Result

1441 - 1460 of 1712 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

…

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

…

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

…

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

…

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

…

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

…

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

…

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

…

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

…