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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions