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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

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COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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MIPRU 3.2 Professional indemnity insurance requirements

BIPRU 13.5 CCR standardised method

MIPRU 4.2C Credit risk mitigation

BIPRU 13.7 Contractual netting

LR 6.4 Independent business

SUP 14.8 Further guidance

BIPRU 12.1 Application

SUP 3.5 Auditors' independence

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy