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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading