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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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BIPRU 1.1 Application