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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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LR 7.2 The Listing and Premium Listing Principles