Search Result

521 - 540 of 1654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction