Search Result

461 - 480 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 8.1 Client agreements: non-MiFID designated investment business

As Published: 2007

COBS 8.1 Client agreements: non-MiFID designated investment business

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision