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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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COBS 16.1 Application

As Published: 2007

COBS 16.1 Application

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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