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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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