Search Result

361 - 380 of 1536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR App 2.1

As Published: 2005

LR App 2.1

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services