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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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Similar To

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PR App 3.1

DEPP 3.2 The operation of the RDC

ICOBS 6.4 Pre- and post-contract information: protection policies

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SYSC 5.1 Skills, knowledge and expertise

RCB 3.3 Asset pool notifications

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SUP 10A.13 Application for approval and withdrawing an application for approval

GEN 1.3 Emergency

EG 7.5 Payment of financial penalties

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach