Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 4.1 Introduction

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

LR 1.1 Introduction

DTR 2.5 Delaying disclosure of inside information

FEES 13.1 Application and purpose

EG 2.11 Senior management responsibility

CASS 5.3 Statutory trust

FEES 10.2 Pensions guidance levy

CASS 6.4 Use of safe custody assets

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

SYSC 19C.2 General requirement

MAR 5.6 Reporting requirements

LR 9.4 Documents requiring prior approval

BIPRU 3.5 Simplified method of calculating risk weights

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

BIPRU 12.5 Individual Liquidity Adequacy Standards

CASS 11.1 Application

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy