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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.2 General

As Published: 2011

PERG 15.2 General

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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LR App 2.1

As Published: 2005

LR App 2.1

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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