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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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