Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

…

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.15 References and accurate information

DTR 1B.1 Application and purpose (Corporate governance)

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 3.4 Auditors' qualifications

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

CONC 15.1 Application

COLL 1.1 Applications and purpose

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

LR 6.3 Revenue earning track record requirement

EG 7.4 Apportionment of financial penalties

EG 19.25 Recognised Auction Platforms Regulations 2011

SUP 10A.16 How to apply for approval and give notifications

EG 7.3 FCA’s statements of policy

BIPRU 8.1 Application

EG 2.13 Late reporting or non-submission of reports to the FCA

GEN 7.1 Application

EG 2.10 Industry guidance

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 2.5 Cases where other authorities have an interest

EG 3.10 Liaison where other authorities have an interest