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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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COBS 11.2 Best execution for AIFMs and residual CIS operators

COBS 11.3 Client order handling

COBS 6.1A Adviser charging and remuneration

COBS 16.3 Periodic reporting

COBS 11.5 Record keeping: client orders and transactions [deleted]

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

COBS 11.6 Use of dealing commission [deleted]

COBS 14.3 Information about designated investments (non-MiFID provisions)

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

COBS 16.2 Occasional reporting

COBS 6.2A Describing advice services [deleted]

COBS 11.7 Personal account dealing

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

COBS 11.4 Client limit orders

COBS 6.1C Consultancy charging and remuneration

COBS 6.1E Platform services: platform charges and using a platform service for advising

COBS 19.7 Retirement risk warnings

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 12.2 Investment research and non-independent research

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)