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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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COBS 20.2 Treating with-profits policyholders fairly

COBS 10.2 Assessing appropriateness: the obligations

COBS 11.6 Use of dealing commission [deleted]

COBS 11.2 Best execution for AIFMs and residual CIS operators

COBS 6.1A Adviser charging and remuneration

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

COBS 6.2A Describing advice services [deleted]

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

COBS 9.4 Suitability reports

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

COBS 19.7 Retirement risk warnings

COBS 5.1 The distance marketing disclosure rules

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 6.1C Consultancy charging and remuneration

COBS 11.5 Record keeping: client orders and transactions [deleted]

COBS 2.4 Agent as client and reliance on others

COBS 14.2 Providing product information to clients

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 19.4 Open market options

COBS 14.3 Information about designated investments (non-MiFID provisions)